Handles budgeting, performance management, financial statements and disclosure, closing, tax work, finance-related制度対応, and standalone capital adequacy ratio reporting.
About this role
This role supports the enhancement and coordination of overseas compliance operations from the Tokyo headquarters. The position is responsible for strengthening the group’s global compliance framework and working with overseas offices.
Main responsibilities include advising overseas offices on the development of compliance structures, organizations, and internal rules; supporting the execution of compliance activities at overseas offices; checking reports submitted by overseas offices; investigating cases involving violations of laws or internal regulations; and reporting relevant matters to related departments and supervisory authorities.
The role also coordinates with other compliance teams, including information security, transaction review, planning, and head-office compliance teams, as well as the International Planning Department, to establish an efficient global compliance framework.
Business-level English proficiency in reading, writing, and conversation is required. Candidates must have experience in overseas compliance or legal-related work at a financial institution. Experience in global front-office-related securities activities such as equities or FICC, finance, risk management, or managing overseas offices from a Tokyo headquarters may also be accepted.
The position is a permanent full-time role in Marunouchi, Chiyoda-ku, Tokyo. The possible work-location range includes locations where telework is conducted.
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