Overseas Compliance Specialist

This role supports the enhancement and coordination of overseas compliance operations from the Tokyo headquarters. The position is responsible for strengthening the group’s global compliance framework and working with overseas offices.

Main responsibilities include advising overseas offices on the development of compliance structures, organizations, and internal rules; supporting the execution of compliance activities at overseas offices; checking reports submitted by overseas offices; investigating cases involving violations of laws or internal regulations; and reporting relevant matters to related departments and supervisory authorities.

The role also coordinates with other compliance teams, including information security, transaction review, planning, and head-office compliance teams, as well as the International Planning Department, to establish an efficient global compliance framework.

Business-level English proficiency in reading, writing, and conversation is required. Candidates must have experience in overseas compliance or legal-related work at a financial institution. Experience in global front-office-related securities activities such as equities or FICC, finance, risk management, or managing overseas offices from a Tokyo headquarters may also be accepted.

The position is a permanent full-time role in Marunouchi, Chiyoda-ku, Tokyo. Working hours are 8:40 to 17:10 with a one-hour break. Holidays include two days off per week on Saturdays and Sundays, public holidays, and the year-end and New Year period from December 31 through January 3. Annual paid leave is 17 to 23 days, determined according to the joining month in the first year. Smoking is prohibited during working hours. The possible work-location range includes locations where telework is conducted. Salary is discussed with the company and provided during the interview.