Responsible for recruitment and HR operations, focusing on executing and managing recruitment strategies.
About this role
FOLIO is hiring for securities back-office work centred on account opening. Assets under management and the number of securities accounts keep growing as FOLIO widens its products, and the workload for account opening and customer management is growing with them. The role starts with day-to-day account and customer-information work and later takes part in strengthening risk-management tasks such as anti-money-laundering and counter-terrorist-financing and fraud prevention.
The tasks are checking and screening documents for securities account openings and discretionary-investment applications, contacting customers to correct documents that are incomplete, verifying customer information (duplicate applications, impersonation), checking for anti-social forces and suitability, continuous monitoring of customer information, screening for AML and counter-terrorist-financing and foreign politically exposed persons, and reviewing workflows and strengthening controls as accounts and assets increase.
This is an AI-generated summary of the employer's original posting — details can be incomplete, out of date or simply wrong. Always confirm everything on the official posting before applying.
Similar jobs
Join the business planning team to drive company growth and manage various projects, including IPO preparations.
Leads enterprise sales from discovery calls and tailored demonstrations through new-account acquisition and existing-customer growth, while managing account plans and executive relationships.
Handle legal and compliance work at an online life insurer: document and contract review, legal research, insurance-solicitation and claims-payment checks, litigation and compliance training.
Build GenAi’s first dedicated PR function, shaping corporate communications, media relations, executive thought leadership, recruitment branding, and owned-media initiatives.
Manage accounting tasks including monthly, quarterly, and annual closing, consolidation, and audit coordination.