Securities Compliance Manager

WealthNavi

Compliance

Fintech

Management

Legal

About this role

A Securities Compliance (manager candidate) role at a robo-advisor asset-management fintech company, a market leader with over 2 trillion yen in assets under management and, since 2025, a wholly owned subsidiary of a major bank, pursuing integrated product development with the banking group and targeting 20-trillion-yen scale. The role leads compliance operations and business execution for the robo-advisor business, proactively supporting future expansion from a compliance perspective and building and running the compliance structure, while contributing to organizational capability through member development, know-how accumulation and manual creation. Responsibilities include researching and responding to business laws and regulatory changes, handling regulatory matters for new services, advertising review (web ads, LPs, DMs, seminar materials), maintaining customer-facing documents, developing internal rules and manuals, and running employee compliance training. Based in Tokyo. Full-time.

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