Internal Management Specialist (Corporate Management, Compliance & Legal)

Daiwa Securities Group

Legal

Compliance

About this role

This role supports internal management at Fintertech, a group affiliate, with its main focus on corporate administration and the option to take on compliance and legal work according to experience and suitability. It sits across governance, regulatory control, and contract review rather than in a single specialist function.

Day-to-day work includes arranging shareholder meetings and board meetings and maintaining internal rules. Compliance work covers applications and ongoing licensing under the Financial Instruments and Exchange Act and related requirements, communications with regulators, drafting application materials and internal rules, advertising review, customer screening and follow-up checks using an antisocial-forces database, suspicious-transaction reporting including transaction monitoring, and oversight of external service providers. Legal duties include reviewing contracts. The required background is experience in internal-management work at a financial institution; experience across every listed area is not necessary.

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