Financial Compliance / Company-wide Compliance Promotion

Financial Compliance / company-wide compliance-promotion role in the Risk & Compliance division at Money Forward, which runs five financial businesses (electronic-payment agency, prepaid-payment-instrument issuance, deferred-payment purchase brokerage, financial-services intermediary and fund business) under regulator registration and supervision.

As the second line (defense/support) of three-lines management, the role builds a risk-based, dynamically-monitored compliance regime as the business diversifies, globalizes (more non-Japanese engineers and overseas development bases) and adopts AI. Main duties include reviewing and supporting new-business schemes from a financial-regulation view, managing and drafting internal rules for financial businesses (especially electronic-payment agency), cross-group management of financial subsidiaries, responding to supervisory authorities and self-regulatory bodies and preparing filings/reports, daily compliance consultations, building and running anti-social-forces controls, and second-line complaint-management. Employment is full-time in Tamachi, Tokyo. The posting is in Japanese.